Laws and Regulations
Decreto Ley 1 del 8 de julio de 1999
(Regulates Securities Markets)
Ley 67 del 1 de septiembre de 2011
(Establishes Interinstitutional Cooperation, creates Securities Market Superintendence (SMV) and modifies laws.
Links of Interest

Securities Marker Superintendency

Panamanian Banking Superintendency

Panamanian Stock Exchange


Ricardo Henriquez P.
Compliance Officer


Mr. Henriquez holds a Bachellors Degree in Management from Nova University in Panama.


Mr. Henriquez has 30+ years experience in business,  financial and banking industries.


Licensed Insurance Broker


Licensed Securities Analyst


Licensed Executive Principal




Licensed Investment Advisor under Panamanian Securities Market Superintendence (SMV).